UBS will have to pay one of the largest fines yet imposed by the UK’s financial regulator for management failures that led to the Swiss bank’s $2.3bn rogue trading loss, according to people familiar with the negotiations.
了解相關磋商的人士表示,由于瑞銀(UBS)管理層存在失誤、導致該行因“流氓交易”而損失23億美元,英國金融服務管理局(FSA)將對該行處以罰款,罰款金額將是該英國金融監管機構有史以來開出最高的之一。
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